Financial regulation, Funds, Securities
How can we help?
We are expert advisors for financial (capital) market regulation, payment and investment services, financial intermediation, and financial market business.
We provide comprehensive legal and tax advice on securities issuance (shares, bonds), including the arrangement of the required corporate and investor documentation (securities prospectus) and communication with the National Bank of Slovakia (NBS).
As one of the very few legal and tax advisors in Slovakia, we have long been involved in the legal, tax, and accounting regulation of collective investments. We provide extensive tax and legal advice in setting up and establishing domestic and cross-border fund structures (EuVECA, SICAV) with a treatment of regulatory, tax, and accounting risks of fund establishment and operation. We represent clients in licensing and registration proceedings and supervisory reviews before the NBS. We´ve come out of the 2022 “Law Firm of the Year” awards as A Recommended Firm for Banking and Financial Advisory Services.
In June 2022, we organized the largest Slovak conference on the establishment and operation of investment funds. We organize webinars on establishing and operating funds, write eBooks and regularly publish in leading Slovak periodicals and media.
In financial regulation, fund advice and securities, we provide assistance primarily in: